Mark Tecotzky

CIK 1474810 · Co-Chief Investment Officer · last filed 2018-03-26

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$455.9K

Companies

2

Total Filings

27

Lifetime Open-Market Net

$172.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EFC Co-Chief Investment Officer 31,602 $13.28 $419.7K $82.1K 17 2018-03-26
EARN Co-Chief Investment Officer 8,242 $4.40 $36.3K $90.6K 10 2016-02-16

Recent Filings · Page 3 of 3

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-11-30 EFC Buy (P) +310 $5.3K EDGAR
2011-11-28 EFC Buy (P) +150 $2.6K EDGAR
2011-10-27 EFC Buy (P) +120 $2.1K EDGAR
2011-10-24 EFC Buy (P) +110 $1.9K EDGAR
2011-10-20 EFC Buy (P) +250 $4.4K EDGAR
2011-10-18 EFC Buy (P) +320 $5.6K EDGAR
2011-10-14 EFC Buy (P) +370 $6.5K EDGAR
Showing 2127 of 27
Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.