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Douglas Listman

CIK 1478645 · Chief Accounting Officer · last filed 2026-02-05

Douglas Listman is a Chief Accounting Officer who has filed 28 SEC Form 4 insider transactions across 2 companies since 2010. The most recent filing shows the insider had shares withheld for taxes covering $60.8K of COHN on Feb 5, 2026. Across all open-market trades the lifetime net is −$253.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $328.3K across reported positions. 29 SEC filings were submitted jointly with Cohen & Co Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$328.3K

Companies

2

Total Filings

28

Lifetime Open-Market Net

-$253.0K

Filer Profile

Reported Address
2929 ARCH STREET
17TH FLOOR
PHILADELPHIA, PA 19104-2870
Related Filers
Cohen & Co Inc. — 29 joint filings, latest 2026-02-05
Perella Weinberg Partners — 1 joint filings, latest 2020-09-24
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COHN Chief Accounting Officer 28,934 $11.35 $328.3K -$253.0K 20 2026-02-05
Cohen & Co Inc. (IFMI) Delisted Chief Accounting Officer 9,442 — — $0 8 2017-02-21

Recent Filings

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-02-05 COHN Tax (F) −3,252 -$60.8K EDGAR
2025-12-19 COHN Grant (A) +12,000 $0 EDGAR
2025-02-05 COHN Tax (F) −1,811 -$17.6K EDGAR
2024-12-20 COHN Grant (A) +10,000 $0 EDGAR
2024-02-02 COHN Tax (F) −1,337 -$9.7K EDGAR
2023-12-21 COHN Grant (A) +5,000 $0 EDGAR
2023-03-14 COHN Sell (S) −2,332 -$20.4K EDGAR
2023-02-03 COHN Tax (F) −1,834 -$16.2K EDGAR
2022-12-20 COHN Grant (A) +5,000 $0 EDGAR
2022-03-14 COHN Sell (S) −1,379 -$22.6K EDGAR
Showing 1–10 of 28
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.