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Adam J Klein

CIK 1483298 · last filed 2021-09-30

Adam J Klein is a corporate insider who has filed 13 SEC Form 4 insider transactions across 3 companies since 2010. The most recent filing, for USWSW, was dated Sep 30, 2021. Across all open-market trades the lifetime net is −$2.2M, making them a net seller over the disclosed history. 16 SEC filings were submitted jointly with Crestview III USWS TE, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

13

Lifetime Open-Market Net

-$2.25M

Filer Profile

Reported Address
C/O CRESTVIEW ADVISORS
667 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10065
Related Filers
Crestview III USWS TE, LLC — 16 joint filings, latest 2022-11-03
Crestview III USWS, L.P. — 16 joint filings, latest 2022-11-03
Crestview Partners III GP, L.P. — 16 joint filings, latest 2022-11-03
Crestview Advisors, L.L.C. — 2 joint filings, latest 2019-05-14
Crestview Partners II GP, L.P. — 2 joint filings, latest 2019-05-14
Crestview Partners II SES Investment B, LLC — 2 joint filings, latest 2019-05-14
Crestview Partners II SES Investment, LLC — 2 joint filings, latest 2019-05-14
Robert V. Delaney Jr. — 2 joint filings, latest 2019-05-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
U.S. WELL SERVICES HOLDINGS, LLC (USWSW) Delisted Director — $0.06 — $0 4 2021-09-30
FBR & Co. (FBRC) Delisted Director 0 — — -$2.25M 7 2013-11-27
FBR & Co. (FBCM) Delisted Director 0 — — $0 2 2011-06-03

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-09-30 U.S. WELL SERVICES HOLDINGS, LLC (USWSW) Delisted Grant (A) — $0 EDGAR
2021-06-30 U.S. WELL SERVICES HOLDINGS, LLC (USWSW) Delisted Grant (A) — $0 EDGAR
2020-07-02 U.S. WELL SERVICES HOLDINGS, LLC (USWSW) Delisted Grant (A) — $0 EDGAR
2019-05-29 U.S. WELL SERVICES HOLDINGS, LLC (USWSW) Delisted Grant (A) — $0 EDGAR
2013-11-27 FBR & Co. (FBRC) Delisted Mixed — -$1.20M EDGAR
2013-11-22 FBR & Co. (FBRC) Delisted Sell (S) — $0 EDGAR
2013-11-19 FBR & Co. (FBRC) Delisted Sell (S) — $0 EDGAR
2013-11-13 FBR & Co. (FBRC) Delisted Sell (S) — $0 EDGAR
2013-09-11 FBR & Co. (FBRC) Delisted Mixed — -$565.4K EDGAR
2013-06-07 FBR & Co. (FBRC) Delisted Other (J) — $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.