Stephanie Ricciardi

CIK 1487074 · last filed 2018-01-05

Stephanie Ricciardi is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2010. The most recent filing shows the insider bought $300.0K of COHN on Jan 5, 2018. Across all open-market trades the lifetime net is +$300.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.03M

Companies

2

Total Filings

5

Lifetime Open-Market Net

$300.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
COHN	10%+ Owner	76,240	$13.47	$1.03M	$300.0K	2	2018-01-05
Cohen & Co Inc. (IFMI) Delisted	10%+ Owner	0	—	—	$0	3	2015-10-19

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2018-01-05	COHN	Buy (P)	+20,000	$300.0K	EDGAR
2015-10-19	Cohen & Co Inc. (IFMI) Delisted	Disp (D)	−1,887,460	-$3.77M	EDGAR
2013-09-26	Cohen & Co Inc. (IFMI) Delisted	Grant (A)	+487,291	$974.6K	EDGAR
2011-06-08	Cohen & Co Inc. (IFMI) Delisted	Mixed	+360,000	$0	EDGAR
2010-03-29	COHN	Mixed	+1,031,240	-$300.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.