Dan H. Arnold
CIK 1487487 · President & CEO · last filed 2024-06-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$50.44M
Companies
1
Total Filings
69
Lifetime Open-Market Net
-$86.38M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | President & CEO | 142,607 | $353.70 | $50.44M | -$86.38M | 55 | 2024-06-18 |
Recent Filings · Page 2 of 7
69 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-12-14 | LPLA | Gift (G) | −4,400 | $0 | EDGAR |
| 2023-11-14 | LPLA | Gift (G) | −4,440 | $0 | EDGAR |
| 2023-09-21 | LPLA | Mixed | — | -$111.2K | EDGAR |
| 2023-09-20 | LPLA | Notice (144) | −353 | -$88.3K | EDGAR |
| 2023-09-19 | LPLA | Notice (144) | −175 | -$43.8K | EDGAR |
| 2023-07-12 | LPLA | Gift (G) | −9,000 | $0 | EDGAR |
| 2023-02-28 | LPLA | Mixed | +1,571 | -$19.24M | EDGAR |
| 2022-10-07 | LPLA | Mixed | −4,785 | -$4.02M | EDGAR |
| 2022-08-19 | LPLA | Mixed | — | -$2.18M | EDGAR |
| 2022-08-17 | LPLA | Mixed | — | -$2.55M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.