Dan H. Arnold

CIK 1487487 · President & CEO · last filed 2024-06-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$42.16M

Companies

1

Total Filings

61

Lifetime Open-Market Net

-$86.38M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA President & CEO 142,607 $295.66 $42.16M -$86.38M 55 2024-06-18

Recent Filings · Page 3 of 7

61 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-02-17 LPLA Mixed −12,936 -$1.69M EDGAR
2020-11-12 LPLA Mixed -$487.9K EDGAR
2020-09-08 LPLA Mixed -$74.3K EDGAR
2020-08-13 LPLA Mixed -$583.5K EDGAR
2020-06-11 LPLA Mixed -$1.32M EDGAR
2020-06-09 LPLA Sell (S) −35,000 -$2.88M EDGAR
2020-03-17 LPLA Mixed +35,479 -$2.08M EDGAR
2020-02-27 LPLA Grant (A) +14,547 $0 EDGAR
2020-02-18 LPLA Sell (S) −6,468 -$613.7K EDGAR
2019-11-08 LPLA Gift (G) −24,183 $0 EDGAR
Showing 2130 of 61
Page 3 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.