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Alan N Forman

CIK 1490907 · EVP, General Counsel, Sec · last filed 2026-07-01

Alan N Forman is an EVP, General Counsel, Sec who has filed 38 SEC Form 4 insider transactions across 4 companies since 2010. The most recent filing shows the insider had shares withheld for taxes covering $23.3K of RILYZ on Jul 1, 2026. Across all open-market trades the lifetime net is −$747.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions. 35 SEC filings were submitted jointly with B. Riley Financial, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.30M

Companies

4

Total Filings

38

Lifetime Open-Market Net

-$747.4K

Filer Profile

Reported Address
21255 BURBANK BOULEVARD
SUITE 400
WOODLAND HILLS, CA 91367
Related Filers
B. Riley Financial, Inc. — 35 joint filings, latest 2026-07-01
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RILYZ EVP, General Counsel, Sec 34,974 $20.50 $717.0K -$775.9K 27 2026-07-01
RILYL EVP, General Counsel, Sec 28,001 $13.09 $366.5K $0 2 2017-05-26
RILY EVP, General Counsel, Sec. 32,391 $6.60 $213.8K $28.5K 2 2016-05-26
STR HOLDINGS, INC. (STRI) Delisted Senior VP and Gen. Counsel 16,667 — — $0 3 2012-10-03

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-01 RILYZ Tax (F) −2,853 -$23.3K EDGAR
2026-05-15 RILYZ Sell (S) −100,000 -$856.7K EDGAR
2026-05-13 RILY Notice (144/A) −100,000 -$905.0K EDGAR
2026-05-13 RILY Notice (144) −100,000 -$905.0K EDGAR
2026-04-15 RILYZ Tax (F) −3,741 -$27.0K EDGAR
2025-06-04 RILYZ Disp (D) −1,373 -$4.2K EDGAR
2025-03-18 RILYZ Disp (D) −10,376 -$43.2K EDGAR
2024-06-04 RILYZ Tax (F) −988 -$24.5K EDGAR
2024-03-06 RILYZ Grant (A) +23,739 $0 EDGAR
2023-06-06 RILYZ Tax (F) −1,404 -$51.1K EDGAR
Showing 1–10 of 38
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.