Alan N Forman
CIK 1490907 · EVP, General Counsel, Sec · last filed 2026-05-15
Alan N Forman is an EVP, General Counsel, Sec who has filed 35 SEC Form 4 insider transactions across 4 companies since 2010. The most recent filing shows the insider sold $856.7K of RILYZ on May 15, 2026. Across all open-market trades the lifetime net is −$747.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.5M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.49M
4
35
-$747.4K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RILYZ | EVP, General Counsel, Sec | 37,827 | $19.80 | $749.0K | -$775.9K | 26 | 2026-05-15 |
| RILYL | EVP, General Counsel, Sec | 28,001 | $16.50 | $462.0K | $0 | 2 | 2017-05-26 |
| RILY | EVP, General Counsel, Sec. | 32,391 | $8.72 | $282.4K | $28.5K | 2 | 2016-05-26 |
| STR HOLDINGS, INC. (STRI) Delisted | Senior VP and Gen. Counsel | 50,000 | — | — | $0 | 3 | 2012-10-03 |
Recent Filings
35 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-05-15 | RILYZ | Sell (S) | −100,000 | -$856.7K | EDGAR |
| 2026-04-15 | RILYZ | Tax (F) | −3,741 | -$27.0K | EDGAR |
| 2025-06-04 | RILYZ | Disp (D) | −1,373 | -$4.2K | EDGAR |
| 2025-03-18 | RILYZ | Disp (D) | −10,376 | -$43.2K | EDGAR |
| 2024-06-04 | RILYZ | Tax (F) | −988 | -$24.5K | EDGAR |
| 2024-03-06 | RILYZ | Grant (A) | +23,739 | $0 | EDGAR |
| 2023-06-06 | RILYZ | Tax (F) | −1,404 | -$51.1K | EDGAR |
| 2023-05-26 | RILYZ | Tax (F) | −2,353 | -$86.7K | EDGAR |
| 2023-02-28 | RILYZ | Grant (A) | +7,384 | $0 | EDGAR |
| 2023-02-10 | RILYZ | Exer (M) | +30,000 | $0 | EDGAR |