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Alan N Forman

CIK 1490907 · EVP, General Counsel, Sec · last filed 2026-07-01

Alan N Forman is an EVP, General Counsel, Sec who has filed 38 SEC Form 4 insider transactions across 4 companies since 2010. The most recent filing shows the insider had shares withheld for taxes covering $23.3K of RILYZ on Jul 1, 2026. Across all open-market trades the lifetime net is −$747.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.22M

Companies

4

Total Filings

38

Lifetime Open-Market Net

-$747.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RILYZ EVP, General Counsel, Sec 34,974 $18.48 $646.3K -$775.9K 27 2026-07-01
RILYL EVP, General Counsel, Sec 28,001 $12.74 $356.7K $0 2 2017-05-26
RILY EVP, General Counsel, Sec. 32,391 $6.72 $217.7K $28.5K 2 2016-05-26
STR HOLDINGS, INC. (STRI) Delisted Senior VP and Gen. Counsel 16,667 — — $0 3 2012-10-03

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-01 RILYZ Tax (F) −2,853 -$23.3K EDGAR
2026-05-15 RILYZ Sell (S) −100,000 -$856.7K EDGAR
2026-05-13 RILY Notice (144/A) −100,000 -$905.0K EDGAR
2026-05-13 RILY Notice (144) −100,000 -$905.0K EDGAR
2026-04-15 RILYZ Tax (F) −3,741 -$27.0K EDGAR
2025-06-04 RILYZ Disp (D) −1,373 -$4.2K EDGAR
2025-03-18 RILYZ Disp (D) −10,376 -$43.2K EDGAR
2024-06-04 RILYZ Tax (F) −988 -$24.5K EDGAR
2024-03-06 RILYZ Grant (A) +23,739 $0 EDGAR
2023-06-06 RILYZ Tax (F) −1,404 -$51.1K EDGAR
Showing 1–10 of 38
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.