Alan N Forman
CIK 1490907 · EVP, General Counsel, Sec · last filed 2026-07-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.22M
Companies
4
Total Filings
38
Lifetime Open-Market Net
-$747.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RILYZ | EVP, General Counsel, Sec | 34,974 | $18.48 | $646.3K | -$775.9K | 27 | 2026-07-01 |
| RILYL | EVP, General Counsel, Sec | 28,001 | $12.74 | $356.7K | $0 | 2 | 2017-05-26 |
| RILY | EVP, General Counsel, Sec. | 32,391 | $6.72 | $217.7K | $28.5K | 2 | 2016-05-26 |
| STR HOLDINGS, INC. (STRI) Delisted | Senior VP and Gen. Counsel | 16,667 | — | — | $0 | 3 | 2012-10-03 |
Recent Filings · Page 2 of 4
38 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-05-26 | RILYZ | Tax (F) | −2,353 | -$86.7K | EDGAR |
| 2023-02-28 | RILYZ | Grant (A) | +7,384 | $0 | EDGAR |
| 2023-02-10 | RILYZ | Exer (M) | +30,000 | $0 | EDGAR |
| 2022-06-03 | RILYZ | Tax (F) | −703 | -$38.0K | EDGAR |
| 2022-05-26 | RILYZ | Mixed | −417 | -$224.8K | EDGAR |
| 2021-10-29 | RILYZ | Grant (A) | — | $0 | EDGAR |
| 2021-06-02 | RILYZ | Grant (A) | +4,119 | $0 | EDGAR |
| 2021-05-26 | RILYZ | Tax (F) | −6,048 | -$446.2K | EDGAR |
| 2021-02-19 | RILYZ | Grant (A) | — | $0 | EDGAR |
| 2020-12-16 | RILYZ | Tax (F) | −22,769 | -$837.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.