Alan N Forman
CIK 1490907 · EVP, General Counsel, Sec · last filed 2026-05-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.49M
Companies
4
Total Filings
35
Lifetime Open-Market Net
-$747.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RILYZ | EVP, General Counsel, Sec | 37,827 | $19.80 | $749.0K | -$775.9K | 26 | 2026-05-15 |
| RILYL | EVP, General Counsel, Sec | 28,001 | $16.50 | $462.0K | $0 | 2 | 2017-05-26 |
| RILY | EVP, General Counsel, Sec. | 32,391 | $8.72 | $282.4K | $28.5K | 2 | 2016-05-26 |
| STR HOLDINGS, INC. (STRI) Delisted | Senior VP and Gen. Counsel | 50,000 | — | — | $0 | 3 | 2012-10-03 |
Recent Filings · Page 2 of 4
35 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-06-03 | RILYZ | Tax (F) | −703 | -$38.0K | EDGAR |
| 2022-05-26 | RILYZ | Mixed | −417 | -$224.8K | EDGAR |
| 2021-10-29 | RILYZ | Grant (A) | — | $0 | EDGAR |
| 2021-06-02 | RILYZ | Grant (A) | +4,119 | $0 | EDGAR |
| 2021-05-26 | RILYZ | Tax (F) | −6,048 | -$446.2K | EDGAR |
| 2021-02-19 | RILYZ | Grant (A) | — | $0 | EDGAR |
| 2020-12-16 | RILYZ | Tax (F) | −22,769 | -$837.4K | EDGAR |
| 2020-12-08 | RILYZ | Exer (M) | — | $0 | EDGAR |
| 2020-12-07 | RILYZ | Exer (M) | +50,000 | $0 | EDGAR |
| 2020-05-26 | RILYZ | Mixed | +8,170 | -$104.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.