Alan N Forman
CIK 1490907 · EVP, General Counsel, Sec · last filed 2026-05-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.49M
Companies
4
Total Filings
35
Lifetime Open-Market Net
-$747.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RILYZ | EVP, General Counsel, Sec | 37,827 | $19.80 | $749.0K | -$775.9K | 26 | 2026-05-15 |
| RILYL | EVP, General Counsel, Sec | 28,001 | $16.50 | $462.0K | $0 | 2 | 2017-05-26 |
| RILY | EVP, General Counsel, Sec. | 32,391 | $8.72 | $282.4K | $28.5K | 2 | 2016-05-26 |
| STR HOLDINGS, INC. (STRI) Delisted | Senior VP and Gen. Counsel | 50,000 | — | — | $0 | 3 | 2012-10-03 |
Recent Filings · Page 3 of 4
35 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-03-13 | RILYZ | Buy (P) | +4,000 | $80.8K | EDGAR |
| 2019-07-16 | RILYZ | Grant (A) | — | $0 | EDGAR |
| 2019-05-29 | RILYZ | Mixed | +7,934 | -$99.4K | EDGAR |
| 2018-06-15 | RILYZ | Grant (A) | +13,500 | $0 | EDGAR |
| 2018-05-29 | RILYZ | Tax (F) | −3,364 | -$70.1K | EDGAR |
| 2017-06-15 | RILYZ | Grant (A) | +14,516 | $0 | EDGAR |
| 2017-05-26 | RILYL | Tax (F) | −2,278 | -$32.1K | EDGAR |
| 2016-12-13 | RILYL | Tax (F) | −2,112 | -$35.7K | EDGAR |
| 2016-05-26 | RILY | Grant (A) | +15,190 | $0 | EDGAR |
| 2016-05-09 | RILY | Buy (P) | +3,000 | $28.5K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.