Alan N Forman

CIK 1490907 · EVP, General Counsel, Sec · last filed 2026-05-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.49M

Companies

4

Total Filings

35

Lifetime Open-Market Net

-$747.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
RILYZ	EVP, General Counsel, Sec	37,827	$19.80	$749.0K	-$775.9K	26	2026-05-15
RILYL	EVP, General Counsel, Sec	28,001	$16.50	$462.0K	$0	2	2017-05-26
RILY	EVP, General Counsel, Sec.	32,391	$8.72	$282.4K	$28.5K	2	2016-05-26
STR HOLDINGS, INC. (STRI) Delisted	Senior VP and Gen. Counsel	50,000	—	—	$0	3	2012-10-03

Recent Filings · Page 4 of 4

35 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-05-12	—	Mixed	+14,201	-$892
2015-02-10	—	Grant (A)	—	$0
2012-10-03	STR HOLDINGS, INC. (STRI) Delisted	Grant (A)	—	$0	EDGAR
2011-10-04	STR HOLDINGS, INC. (STRI) Delisted	Grant (A)	+50,000	$0	EDGAR
2010-05-04	STR HOLDINGS, INC. (STRI) Delisted	Grant (A)	—	$0	EDGAR

Showing 31–35 of 35

Prev Page 4 of 4

Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.