Alan Rappaport

CIK 1495443 · last filed 2026-04-14

Alan Rappaport is a corporate insider who has filed 65 SEC Form 4 insider transactions across 21 companies since 2010. The most recent filing shows the insider was granted $66.2K of VCTR on Apr 14, 2026. Across all open-market trades the lifetime net is +$628.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $39.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$39.32M

Companies

21

Total Filings

65

Lifetime Open-Market Net

$628.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VCTR Director 454,947 $84.84 $38.60M $101.8K 35 2026-04-14
PDX Director 3,000 $20.85 $62.6K $37.9K 1 2026-01-12
PML Director 8,001 $7.46 $59.7K $39.3K 3 2025-12-10
PDO Director 5,000 $12.85 $64.2K $77.1K 2 2023-11-16
PAXS Director 3,500 $14.09 $49.3K $63.8K 2 2023-11-16
PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Director 4,000 $6.68 $26.7K $28.2K 1 2023-11-16
PDI Director 3,813 $16.30 $62.2K $0 1 2021-12-15
AIO Director 1,500 $26.99 $40.5K $41.6K 1 2021-04-28
NCVpA Director 2,000 $20.79 $41.6K $5.9K 1 2021-04-28
Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted Director 2,000 $9.19 $18.4K $20.4K 2 2021-04-28
NCZpA Director 2,000 $20.38 $40.8K $5.2K 1 2021-04-28
PIMCO Dynamic Income Strategy Fund (NRGX) Delisted Director 1,000 $20.26 $20.3K $21.0K 1 2019-04-26
PCM Director 1,000 $5.57 $5.6K $10.7K 1 2019-02-22
ACV Director 1,000 $27.59 $27.6K $21.3K 1 2017-07-10
NCZ Director 1,000 $15.63 $15.6K $6.3K 1 2017-07-10
NFJ Director 1,000 $15.18 $15.2K $13.1K 1 2017-07-10
NIE Director 1,000 $26.58 $26.6K $19.7K 1 2017-07-10
PCI Director 3,500 $49.97 $174.9K $72.8K 2 2015-06-09
NCV Director 1,000 $17.20 $17.2K $9.7K 1 2010-09-21
PFL Director 1,500 $7.67 $11.5K $17.4K 1 2010-09-21
PCN Director 1,000 $11.69 $11.7K $15.8K 1 2010-09-21

Recent Filings

65 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-04-14 VCTR Grant (A) +977 $66.2K EDGAR
2026-01-14 VCTR Grant (A) +961 $66.2K EDGAR
2026-01-12 PDX Buy (P) +2,000 $37.9K EDGAR
2025-12-10 PML Buy (P) +2,819 $21.6K EDGAR
2025-10-14 VCTR Grant (A) +1,004 $66.2K EDGAR
2025-08-05 Disp (D) −4,000 $0
2025-08-05 PML Grant (A) +3,682 $0 EDGAR
2025-07-14 VCTR Grant (A) +1,000 $66.2K EDGAR
2025-04-14 VCTR Grant (A) +1,225 $66.2K EDGAR
2025-01-14 VCTR Grant (A) +855 $52.5K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.