Alan Rappaport
CIK 1495443 · last filed 2026-07-14
Alan Rappaport is a corporate insider who has filed 66 SEC Form 4 insider transactions across 19 companies since 2010. The most recent filing shows the insider was granted $66.2K of VCTR on Jul 14, 2026. Across all open-market trades the lifetime net is +$628.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $52.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$52.44M
19
66
$628.9K
Filer Profile
650 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VCTR | Director | 455,665 | $113.73 | $51.82M | $101.8K | 36 | 2026-07-14 |
| PDX | Director | 3,000 | $21.89 | $65.7K | $37.9K | 1 | 2026-01-12 |
| PML | Director | 8,001 | $7.24 | $57.9K | $39.3K | 3 | 2025-12-10 |
| PDO | Director | 5,000 | $12.82 | $64.1K | $77.1K | 2 | 2023-11-16 |
| PAXS | Director | 3,500 | $14.24 | $49.8K | $63.8K | 2 | 2023-11-16 |
| PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted | Director | 4,000 | $6.68 | $26.7K | $28.2K | 1 | 2023-11-16 |
| PDI | Director | 3,813 | $15.33 | $58.5K | $0 | 1 | 2021-12-15 |
| AIO | Director | 1,500 | $25.96 | $38.9K | $41.6K | 1 | 2021-04-28 |
| NCV | Director | 500 | $16.56 | $8.3K | $15.6K | 2 | 2021-04-28 |
| Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted | Director | 2,000 | $9.19 | $18.4K | $20.4K | 2 | 2021-04-28 |
| NCZ | Director | 500 | $15.42 | $7.7K | $11.4K | 2 | 2021-04-28 |
| PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | Director | 1,000 | $20.26 | $20.3K | $21.0K | 1 | 2019-04-26 |
| PCM | Director | 1,000 | $5.34 | $5.3K | $10.7K | 1 | 2019-02-22 |
| ACV | Director | 1,000 | $26.28 | $26.3K | $21.3K | 1 | 2017-07-10 |
| NFJ | Director | 1,000 | $15.68 | $15.7K | $13.1K | 1 | 2017-07-10 |
| NIE | Director | 1,000 | $26.04 | $26.0K | $19.7K | 1 | 2017-07-10 |
| PCI | Director | 3,500 | $48.81 | $170.8K | $72.8K | 2 | 2015-06-09 |
| PFL | Director | 1,500 | $7.53 | $11.3K | $17.4K | 1 | 2010-09-21 |
| PCN | Director | 1,000 | $11.73 | $11.7K | $15.8K | 1 | 2010-09-21 |
Recent Filings
66 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-07-14 | VCTR | Grant (A) | +718 | $66.2K | EDGAR |
| 2026-04-14 | VCTR | Grant (A) | +977 | $66.2K | EDGAR |
| 2026-01-14 | VCTR | Grant (A) | +961 | $66.2K | EDGAR |
| 2026-01-12 | PDX | Buy (P) | +2,000 | $37.9K | EDGAR |
| 2025-12-10 | PML | Buy (P) | +2,819 | $21.6K | EDGAR |
| 2025-10-14 | VCTR | Grant (A) | +1,004 | $66.2K | EDGAR |
| 2025-08-05 | — | Disp (D) | −4,000 | $0 | |
| 2025-08-05 | PML | Grant (A) | +3,682 | $0 | EDGAR |
| 2025-07-14 | VCTR | Grant (A) | +1,000 | $66.2K | EDGAR |
| 2025-04-14 | VCTR | Grant (A) | +1,225 | $66.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.