Alan Rappaport
CIK 1495443 · last filed 2026-10-14
Alan Rappaport is a corporate insider who has filed 68 SEC Form 4 insider transactions across 19 companies since 2010. The most recent filing shows the insider was granted $66.2K of VCTR on Oct 14, 2026. Across all open-market trades the lifetime net is +$704.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $49.7M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
VCTR price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
650 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VCTR | Director | 456,262 | $107.39 | $49.00M | $101.8K | 37 | 2026-10-14 |
| PDI | Director | 9,313 | $14.30 | $133.2K | $75.7K | 2 | 2026-09-28 |
| PDX | Director | 3,000 | $20.09 | $60.3K | $37.9K | 1 | 2026-01-12 |
| PML | Director | 8,001 | $6.81 | $54.5K | $39.3K | 3 | 2025-12-10 |
| PDO | Director | 5,000 | $11.74 | $58.7K | $77.1K | 2 | 2023-11-16 |
| PAXS | Director | 3,500 | $12.95 | $45.3K | $63.8K | 2 | 2023-11-16 |
| PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted | Director | 4,000 | $6.68 | $26.7K | $28.2K | 1 | 2023-11-16 |
| AIO | Director | 1,500 | $22.93 | $34.4K | $41.6K | 1 | 2021-04-28 |
| NCV | Director | 500 | $14.87 | $7.4K | $15.6K | 2 | 2021-04-28 |
| Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted | Director | 2,000 | $9.19 | $18.4K | $20.4K | 2 | 2021-04-28 |
| NCZ | Director | 500 | $13.97 | $7.0K | $11.4K | 2 | 2021-04-28 |
| PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | Director | 1,000 | $20.26 | $20.3K | $21.0K | 1 | 2019-04-26 |
| PCM | Director | 1,000 | $4.91 | $4.9K | $10.7K | 1 | 2019-02-22 |
| ACV | Director | 1,000 | $23.81 | $23.8K | $21.3K | 1 | 2017-07-10 |
| NFJ | Director | 1,000 | $14.66 | $14.7K | $13.1K | 1 | 2017-07-10 |
| NIE | Director | 1,000 | $24.67 | $24.7K | $19.7K | 1 | 2017-07-10 |
| PCI | Director | 3,500 | $48.13 | $168.4K | $72.8K | 2 | 2015-06-09 |
| PFL | Director | 1,500 | $6.73 | $10.1K | $17.4K | 1 | 2010-09-21 |
| PCN | Director | 1,000 | $10.73 | $10.7K | $15.8K | 1 | 2010-09-21 |
Recent Filings
68 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-10-14 | VCTR | Grant (A) | +597 | $66.2K | EDGAR |
| 2026-09-28 | PDI | Buy (P) | +5,500 | $75.7K | EDGAR |
| 2026-07-14 | VCTR | Grant (A) | +718 | $66.2K | EDGAR |
| 2026-04-14 | VCTR | Grant (A) | +977 | $66.2K | EDGAR |
| 2026-01-14 | VCTR | Grant (A) | +961 | $66.2K | EDGAR |
| 2026-01-12 | PDX | Buy (P) | +2,000 | $37.9K | EDGAR |
| 2025-12-10 | PML | Buy (P) | +2,819 | $21.6K | EDGAR |
| 2025-10-14 | VCTR | Grant (A) | +1,004 | $66.2K | EDGAR |
| 2025-08-05 | — | Disp (D) | −4,000 | $0 | |
| 2025-08-05 | PML | Grant (A) | +3,682 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.