Alan Rappaport
CIK 1495443 · last filed 2026-04-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$39.32M
Companies
21
Total Filings
65
Lifetime Open-Market Net
$628.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VCTR | Director | 454,947 | $84.84 | $38.60M | $101.8K | 35 | 2026-04-14 |
| PDX | Director | 3,000 | $20.85 | $62.6K | $37.9K | 1 | 2026-01-12 |
| PML | Director | 8,001 | $7.46 | $59.7K | $39.3K | 3 | 2025-12-10 |
| PDO | Director | 5,000 | $12.85 | $64.2K | $77.1K | 2 | 2023-11-16 |
| PAXS | Director | 3,500 | $14.09 | $49.3K | $63.8K | 2 | 2023-11-16 |
| PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted | Director | 4,000 | $6.68 | $26.7K | $28.2K | 1 | 2023-11-16 |
| PDI | Director | 3,813 | $16.30 | $62.2K | $0 | 1 | 2021-12-15 |
| AIO | Director | 1,500 | $26.99 | $40.5K | $41.6K | 1 | 2021-04-28 |
| NCVpA | Director | 2,000 | $20.79 | $41.6K | $5.9K | 1 | 2021-04-28 |
| Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted | Director | 2,000 | $9.19 | $18.4K | $20.4K | 2 | 2021-04-28 |
| NCZpA | Director | 2,000 | $20.38 | $40.8K | $5.2K | 1 | 2021-04-28 |
| PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | Director | 1,000 | $20.26 | $20.3K | $21.0K | 1 | 2019-04-26 |
| PCM | Director | 1,000 | $5.57 | $5.6K | $10.7K | 1 | 2019-02-22 |
| ACV | Director | 1,000 | $27.59 | $27.6K | $21.3K | 1 | 2017-07-10 |
| NCZ | Director | 1,000 | $15.63 | $15.6K | $6.3K | 1 | 2017-07-10 |
| NFJ | Director | 1,000 | $15.18 | $15.2K | $13.1K | 1 | 2017-07-10 |
| NIE | Director | 1,000 | $26.58 | $26.6K | $19.7K | 1 | 2017-07-10 |
| PCI | Director | 3,500 | $49.97 | $174.9K | $72.8K | 2 | 2015-06-09 |
| NCV | Director | 1,000 | $17.20 | $17.2K | $9.7K | 1 | 2010-09-21 |
| PFL | Director | 1,500 | $7.67 | $11.5K | $17.4K | 1 | 2010-09-21 |
| PCN | Director | 1,000 | $11.69 | $11.7K | $15.8K | 1 | 2010-09-21 |
Recent Filings · Page 3 of 7
65 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-01-12 | VCTR | Grant (A) | +1,720 | $50.0K | EDGAR |
| 2022-10-12 | VCTR | Grant (A) | +1,953 | $50.0K | EDGAR |
| 2022-07-13 | VCTR | Grant (A) | +2,118 | $50.0K | EDGAR |
| 2022-04-13 | VCTR | Grant (A) | +1,866 | $50.0K | EDGAR |
| 2022-02-01 | PAXS | Buy (P) | +2,500 | $50.0K | EDGAR |
| 2022-01-19 | PDO | Buy (P) | +2,500 | $48.0K | EDGAR |
| 2022-01-12 | VCTR | Grant (A) | +740 | $25.0K | EDGAR |
| 2021-12-15 | — | Disp (D) | −3,500 | $0 | |
| 2021-12-15 | PDI | Grant (A) | +3,813 | $0 | EDGAR |
| 2021-12-15 | — | Disp (D) | −1,000 | $0 |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.