SCOTT D FRIES

CIK 1501081 · last filed 2019-10-15

SCOTT D FRIES is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2019. The most recent filing shows the insider bought $3.5K of FIV on Oct 15, 2019. Across all open-market trades the lifetime net is +$8.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$4.1K

Companies

2

Total Filings

2

Lifetime Open-Market Net

$8.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (FIV) Delisted		400	$9.73	$3.9K	$3.5K	1	2019-10-15
FCT		428	$9.63	$4.1K	$5.0K	1	2019-08-30

Recent Filings

2 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-10-15	FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (FIV) Delisted	Buy (P)	+400	$3.5K	EDGAR
2019-08-30	FCT	Buy (P)	+428	$5.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.