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TCG Financial Services, L.P.

CIK 1502381 · last filed 2016-10-28

TCG Financial Services, L.P. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2012. Across all open-market trades the lifetime net is −$451.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $105.8M across reported positions. The firm reports its address in Washington, DC. 13 SEC filings were submitted jointly with TC Group Cayman Investment Holdings, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$105.76M

Companies

2

Total Filings

5

Lifetime Open-Market Net

-$451.08M

Filer Profile

Reported Address
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, NW
WASHINGTON, DC 20004-2505
Phone
(202) 729-5626
State of Incorporation
Cayman Islands
Related Filers
TC Group Cayman Investment Holdings, L.P. — 13 joint filings, latest 2016-10-28
Carlyle Group Inc. — 7 joint filings, latest 2016-10-28
Carlyle Group Management L.L.C. — 7 joint filings, latest 2016-10-28
Carlyle Holdings II GP L.L.C. — 7 joint filings, latest 2016-10-28
Carlyle Holdings II L.L.C. — 7 joint filings, latest 2016-10-28
TC Group Cayman Investment Holdings Sub L.P. — 7 joint filings, latest 2016-10-28
CSP II General Partner, LP — 2 joint filings, latest 2011-02-02
Carlyle Partners V-A LP — 1 joint filings, latest 2013-03-15
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CPF 10%+ Owner 2,769,312 $38.19 $105.76M -$551.92M 2 2015-06-11
Xenith Bankshares, Inc. (XBKS) Delisted 10%+ Owner 4,239,858 — — $100.85M 1 2012-09-28

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-10-28 — Other (J) −51,951,384 $0
2015-06-11 CPF Sell (S) −13,500,000 -$299.02M EDGAR
2015-04-01 CPF Sell (S) −12,519,801 -$252.90M EDGAR
2014-12-30 — Buy (P) +7,578,567 $80.03M
2012-09-28 Xenith Bankshares, Inc. (XBKS) Delisted Buy (P) +144,064,287 $100.85M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.