LLP Bulldog Investors
CIK 1504304 · last filed 2026-02-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$13.47M
Companies
25
Total Filings
171
Lifetime Open-Market Net
$81.66M
Filer Profile
Reported Address
PARK 80 WEST - PLAZA TWO250 PEHLE AVE. SUITE 708
SADDLE BROOK, NJ 07663
Phone
(201) 556-0092
State of Incorporation
DE
Formerly Known As
Bulldog Investors, LLC (2013–2021)
Brooklyn Capital Management LLC (2013–2013)
Related Filers
Andrew Dakos — 498 joint filings, latest 2026-02-26
PHILLIP GOLDSTEIN — 498 joint filings, latest 2026-02-26
Steven Samuels — 492 joint filings, latest 2019-12-06
MVC CAPITAL, INC. — 6 joint filings, latest 2017-08-24
FULL VALUE PARTNERS LP — 4 joint filings, latest 2016-08-02
GLADSTONE INVESTMENT CORPORATION\DE — 2 joint filings, latest 2013-08-05
Winthrop Realty Trust — 2 joint filings, latest 2016-02-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) Delisted | 10%+ Owner | 18,268 | $7.63 | $139.4K | $33.4K | 1 | 2026-02-26 |
| MFS HIGH YIELD MUNICIPAL TRUST (CMU) Delisted | 10%+ Owner | 24,878 | $3.36 | $83.6K | $7.1K | 1 | 2026-01-23 |
| NEW IRELAND FUND INC (IRL) Delisted | 10%+ Owner | 394,374 | $10.41 | $4.11M | -$940.6K | 1 | 2021-08-05 |
| WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | 10%+ Owner | 19,889 | — | — | $17.2K | 1 | 2020-03-06 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | 10%+ Owner | 1,586 | — | — | -$30.38M | 4 | 2019-04-22 |
| PCF | 10%+ Owner | 220,106 | $5.48 | $1.21M | $3.18M | 9 | 2019-03-20 |
| abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted | 10%+ Owner | 940,775 | — | — | -$81.5K | 1 | 2017-11-13 |
| PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | 10%+ Owner | 1,408,152 | — | — | $2.35M | 24 | 2017-07-11 |
| KOREA EQUITY FUND INC (KEF) Delisted | 10%+ Owner | 1,681,374 | — | — | $18.12M | 14 | 2017-06-19 |
| CROSSROADS CAPITAL, INC. (XRDC) Delisted | 10%+ Owner | 797,848 | — | — | $0 | 1 | 2017-06-08 |
| JPMORGAN CHINA REGION FUND, INC. (JFC) Delisted | 10%+ Owner | 837,868 | — | — | $7.08M | 6 | 2017-06-05 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | 10%+ Owner | 927,037 | — | — | -$3.75M | 4 | 2017-05-18 |
| Virtus Total Return Fund (DCA) Delisted | 10%+ Owner | 1,553,860 | — | — | -$35.97M | 16 | 2017-03-23 |
| Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | 10%+ Owner | 1,175,247 | — | — | $2.66M | 7 | 2016-12-06 |
| FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | 10%+ Owner | 1,951,379 | — | — | $15.42M | 23 | 2016-10-21 |
| Nuveen Global Equity Income Fund (JGV) Delisted | 10%+ Owner | 2,176,925 | — | — | $13.89M | 13 | 2016-09-23 |
| NXG NextGen Infrastructure Income Fund (SZC) Delisted | 10%+ Owner | 437,434 | $40.78 | $17.84M | $287.8K | 1 | 2016-08-16 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | 10%+ Owner | 2,298,678 | — | — | $35.95M | 24 | 2016-06-03 |
| NRO | 10%+ Owner | 4,363,851 | $2.81 | $12.26M | $626.8K | 1 | 2016-05-09 |
| MFS INTERMARKET INCOME TRUST I (CMK) Delisted | 10%+ Owner | 1,516,017 | — | — | $39.20M | 6 | 2015-09-08 |
| EMERGENT CAPITAL, INC. (IFT) Delisted | 10%+ Owner | 2,991,124 | — | — | $0 | 1 | 2015-06-26 |
| DEUTSCHE GLOBAL HIGH INCOME FUND, INC. (LBF) Delisted | 10%+ Owner | 589,823 | — | — | $1.50M | 2 | 2015-06-11 |
| CROSSROADS CAPITAL, INC. (BDCV) Delisted | 10%+ Owner | 782,817 | — | — | $768.6K | 4 | 2015-05-14 |
| Firsthand Technology Value Fund, Inc. (SVVC) Delisted | 10%+ Owner | 584,973 | $0.23 | $137.5K | -$5.96M | 4 | 2015-04-24 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND (AYN) Delisted | 10%+ Owner | 364,579 | — | — | $17.66M | 2 | 2015-03-03 |
Recent Filings · Page 6 of 18
171 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-02-23 | KOREA EQUITY FUND INC (KEF) Delisted | Buy (P) | +230,000 | $1.91M | EDGAR |
| 2017-02-14 | KOREA EQUITY FUND INC (KEF) Delisted | Buy (P) | +195,600 | $1.60M | EDGAR |
| 2017-02-03 | PCF | Buy (P) | +72,676 | $612.0K | EDGAR |
| 2017-02-01 | PCF | Buy (P) | +127,248 | $1.07M | EDGAR |
| 2017-01-31 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +21,200 | $164.9K | EDGAR |
| 2016-12-16 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +7,120 | $51.3K | EDGAR |
| 2016-12-06 | Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | Buy (P) | +43,320 | $571.7K | EDGAR |
| 2016-11-25 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +15,372 | $107.6K | EDGAR |
| 2016-11-21 | Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | Buy (P) | +6,816 | $87.9K | EDGAR |
| 2016-11-16 | Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | Buy (P) | +37,536 | $483.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.