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JAMES H GALLEGOS

CIK 1505376 · EVP and General Counsel · last filed 2024-02-15

JAMES H GALLEGOS is an EVP and General Counsel who has filed 59 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing, for AWK, was dated Feb 15, 2024. Across all open-market trades the lifetime net is −$1.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.53M

Companies

2

Total Filings

59

Lifetime Open-Market Net

-$1.94M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWK EVP and General Counsel 10,352 $134.41 $1.39M $0 5 2024-02-15
LNT EVP, Gen Cnsl and Corp Sec 68,997 $74.42 $5.13M -$1.94M 54 2022-03-01

Recent Filings

59 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-02-15 AWK Grant (A) +2,601 $0 EDGAR
2024-02-01 AWK Tax (F) −1,053 -$130.6K EDGAR
2023-02-16 AWK Grant (A) +2,006 $0 EDGAR
2023-02-01 AWK Tax (F) −831 -$130.0K EDGAR
2022-04-05 AWK Grant (A) +7,629 $0 EDGAR
2022-03-01 LNT Mixed −23,923 -$1.39M EDGAR
2022-02-22 LNT Grant (A) +28,448 $0 EDGAR
2022-01-04 LNT Exer (M) +5,227 $0 EDGAR
2021-03-03 LNT Tax (F) −4,640 -$218.5K EDGAR
2021-02-22 LNT Grant (A) +18,833 $0 EDGAR
Showing 1–10 of 59
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.