JAMES H GALLEGOS

CIK 1505376 · EVP and General Counsel · last filed 2024-02-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.53M

Companies

2

Total Filings

59

Lifetime Open-Market Net

-$1.94M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWK EVP and General Counsel 10,352 $134.41 $1.39M $0 5 2024-02-15
LNT EVP, Gen Cnsl and Corp Sec 68,997 $74.42 $5.13M -$1.94M 54 2022-03-01

Recent Filings · Page 4 of 6

59 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-20 LNT Grant (A) $0 EDGAR
2015-03-17 LNT Grant (A) $0 EDGAR
2015-02-25 LNT Mixed +3,035 -$106.4K EDGAR
2015-02-20 LNT Grant (A) +2,568 $167.0K EDGAR
2015-02-18 LNT Grant (A) $0 EDGAR
2014-12-22 LNT Grant (A) $0 EDGAR
2014-12-08 LNT Grant (A) $0 EDGAR
2014-11-24 LNT Grant (A) $0 EDGAR
2014-11-18 LNT Grant (A) $0 EDGAR
2014-11-12 LNT Grant (A) $0 EDGAR
Showing 3140 of 59
Page 4 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.