Timothy J Lau

CIK 1507137 · Executive Vice President · last filed 2022-02-23

Timothy J Lau is an Executive Vice President who has filed 99 SEC Form 4 insider transactions across 5 companies since 2010. The most recent filing, for ASB, was dated Feb 23, 2022. Across all open-market trades the lifetime net is −$3.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.72M

Companies

Total Filings

Lifetime Open-Market Net

-$3.77M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

ASB.WS price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

ASSOCIATED BANC-CORP
1200 HANSEN ROAD
GREEN BAY, WI 54304

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ASB	Executive Vice President	58,970	$29.18	$1.72M	-$1.15M	17	2022-02-23
ASSOCIATED BANC-CORP (ASB.WS) Delisted	Executive Vice President	70,504	—	—	-$2.60M	24	2018-07-25
ASSOCIATED BANC-CORP (ASBC.W) Delisted	Executive Vice President	64,810	—	—	$0	13	2014-07-31
ASSOCIATED BANC-CORP (ASBCW) Delisted	Executive Vice President	12,758	—	—	$0	7	2012-09-18
ASSOCIATED BANC-CORP (ASBC) Delisted	Executive Vice President	29,322	—	—	-$22.8K	38	2011-11-29

Recent Filings

99 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-02-23	ASB	Gift (G)	−1,000	$0	EDGAR
2022-02-10	ASB	Mixed	−994	-$107.3K	EDGAR
2022-01-27	ASB	Mixed	+4,720	$30.3K	EDGAR
2021-11-12	ASB	Mixed	−4,000	-$162.6K	EDGAR
2021-06-03	ASB	Mixed	—	-$55.3K	EDGAR
2021-06-02	ASB	Mixed	—	$170.7K	EDGAR
2021-02-10	ASB	Tax (F)	−835	-$16.2K	EDGAR
2021-02-03	ASB	Mixed	+3,789	-$16.6K	EDGAR
2020-06-11	ASB	Buy (P)	+1,000	$25.0K	EDGAR
2020-02-10	ASB	Tax (F)	−243	-$4.9K	EDGAR

Showing 1–10 of 99

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.