KEVIN KEYES

CIK 1508136 · Chairman, CEO & President · last filed 2019-05-07

KEVIN KEYES is a Chairman, CEO & President who has filed 6 SEC Form 4 insider transactions across 1 company since 2011. The most recent filing shows the insider bought $2.9M of NLY on May 7, 2019. Across all open-market trades the lifetime net is +$12.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $7.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$7.39M

Companies

1

Total Filings

6

Lifetime Open-Market Net

$12.54M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
NLY	Chairman, CEO & President	321,195	$23.01	$7.39M	$12.54M	6	2019-05-07

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-05-07	NLY	Buy (P)	+300,000	$2.89M	EDGAR
2017-11-07	NLY	Buy (P)	+300,000	$3.34M	EDGAR
2015-08-07	NLY	Buy (P)	+300,000	$3.02M	EDGAR
2013-11-12	NLY	Buy (P)	+100,000	$1.04M	EDGAR
2012-11-15	NLY	Buy (P)	+100,000	$1.39M	EDGAR
2011-08-09	NLY	Buy (P)	+50,000	$856.5K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.