Insider transactions

Brook Taube

CIK 1510194 · Co-CEO and CIO · last filed 2021-01-20

Brook Taube is a Co-CEO and CIO who has filed 49 SEC Form 4 insider transactions across 3 companies since 2011. The most recent filing, for MDLY, was dated Jan 20, 2021. Across all open-market trades the lifetime net is +$52.2M, making them a net buyer over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$0
Companies
3
Total Filings
49
Lifetime Open-Market Net
$52.20M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

MCV price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
C/O MEDLEY MANAGEMENT INC.
280 PARK AVENUE, 6TH FLOOR EAST
NEW YORK, NY 10017
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MEDLEY MANAGEMENT INC. (MDLY) Delisted Co-CEO and CIO 999,999 $5.88 $5.88M $0 1 2021-01-20
PhenixFIN Corp (MCV) Delisted Chief Executive Officer 6,115,038 — — $51.94M 41 2019-10-29
PhenixFIN Corp (MCC) Delisted Chief Executive Officer 9,516 — — $259.8K 5 2012-05-24

Recent Filings

49 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-01-20 MEDLEY MANAGEMENT INC. (MDLY) Delisted Conv (C) +999,999 $0 EDGAR
2019-10-29 PhenixFIN Corp (MCV) Delisted Sell (S) −7,756,938 $0 EDGAR
2017-07-12 PhenixFIN Corp (MCV) Delisted Buy (P) +12,109 $77.5K EDGAR
2017-07-07 PhenixFIN Corp (MCV) Delisted Buy (P) +248,097 $1.58M EDGAR
2017-07-03 PhenixFIN Corp (MCV) Delisted Buy (P) +51,152 $327.3K EDGAR
2017-06-28 PhenixFIN Corp (MCV) Delisted Buy (P) +276,593 $1.76M EDGAR
2017-06-23 PhenixFIN Corp (MCV) Delisted Buy (P) +425,255 $2.67M EDGAR
2017-06-20 PhenixFIN Corp (MCV) Delisted Buy (P) +411,636 $2.61M EDGAR
2017-06-15 PhenixFIN Corp (MCV) Delisted Buy (P) +467,921 $2.93M EDGAR
2017-06-12 PhenixFIN Corp (MCV) Delisted Buy (P) +552,146 $3.40M EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.