Edgar Lee

CIK 1511022 · See Remarks · last filed 2020-06-15

Edgar Lee is a corporate insider who has filed 16 SEC Form 4 insider transactions across 3 companies since 2011. The most recent filing, for SRNE, was dated Jun 15, 2020. Across all open-market trades the lifetime net is −$1.28B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $239.9M across reported positions. 13 SEC filings were submitted jointly with CHARTER COMMUNICATIONS, INC. /MO/.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$239.93M
Companies
3
Total Filings
16
Lifetime Open-Market Net
-$1.28B

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

CHTR price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
C/O OAKTREE CAPITAL MANAGEMENT, L.P.
333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA 90071
Related Filers
CHARTER COMMUNICATIONS, INC. /MO/ — 13 joint filings, latest 2013-05-03
Sorrento Therapeutics, Inc. — 3 joint filings, latest 2020-06-15
Oaktree Specialty Lending Corp — 2 joint filings, latest 2017-12-19
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Sorrento Therapeutics, Inc. (SRNE) Delisted Director — $0.00 — $0 2 2020-06-15
Oaktree Specialty Lending Corp (OSLE) Delisted See Remarks 12,000 — — $56.0K 1 2017-12-19
CHTR Director 2,003,506 $119.75 $239.93M -$1.28B 12 2013-05-03

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-06-15 Sorrento Therapeutics, Inc. (SRNE) Delisted Grant (A) — $0 EDGAR
2019-12-11 Sorrento Therapeutics, Inc. (SRNE) Delisted Grant (A) — $0 EDGAR
2017-12-19 — Buy (P) +6,000 $51.5K
2017-12-19 Oaktree Specialty Lending Corp (OSLE) Delisted Buy (P) +12,000 $56.0K EDGAR
2013-05-03 CHTR Sell (S) −7,064,036 -$674.62M EDGAR
2013-03-13 CHTR Sell (S) −3,083,333 -$275.86M EDGAR
2012-12-10 CHTR Sell (S) −516,081 -$36.16M EDGAR
2012-12-05 CHTR Sell (S) −683,919 -$48.10M EDGAR
2012-11-30 CHTR Sell (S) −1,300,000 -$92.32M EDGAR
2012-08-15 CHTR Sell (S) −1,666,667 -$121.67M EDGAR
Showing 1–10 of 16
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.