Ronin Capital, LLC

CIK 1512282 · last filed 2020-03-23

Ronin Capital, LLC is a corporate insider who has filed 27 SEC Form 4 insider transactions across 3 companies since 2015. The most recent filing shows the insider sold $2.3M of XNCR on Mar 23, 2020. Across all open-market trades the lifetime net is −$12.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $358.8M across reported positions. The firm reports its address in Chicago, IL. 59 SEC filings were submitted jointly with John S Stafford III.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$358.85M

Companies

Total Filings

Lifetime Open-Market Net

-$12.92M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

XNCR price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

350 N. ORLEANS, SUITE 2N
CHICAGO, IL 60654

Phone

(312) 244-5284

State of Incorporation

Related Filers

John S Stafford III — 59 joint filings, latest 2020-06-08

Xencor Inc — 26 joint filings, latest 2020-03-23

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
XNCR	10%+ Owner	10,102,430	$35.03	$353.89M	-$10.65M	18	2020-03-23
AWRE	10%+ Owner	4,908,039	$1.01	$4.96M	-$1.38M	6	2020-03-16
TOPS	10%+ Owner	0	$0.30	$0	-$892.5K	3	2016-09-01

Recent Filings

27 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-03-23	XNCR	Sell (S)	−77,570	-$2.27M	EDGAR
2020-03-16	AWRE	Buy (P)	+44,186	$115.2K	EDGAR
2019-11-06	AWRE	Buy (P)	+2,000	$5.6K	EDGAR
2019-07-02	AWRE	Exer (M)	+5,000	$0	EDGAR
2019-06-10	XNCR	Buy (P)	+12,641	$377.6K	EDGAR
2019-05-06	XNCR	Buy (P)	+14,611	$436.4K	EDGAR
2018-09-18	XNCR	Sell (S)	−1,000	-$48.1K	EDGAR
2018-07-12	XNCR	Mixed	−138,300	-$5.49M	EDGAR
2018-06-20	XNCR	Sell (S)	−250,000	-$9.97M	EDGAR
2017-11-28	XNCR	Buy (P)	+15,374	$305.3K	EDGAR

Showing 1–10 of 27

Page 1 of 3 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.