Alan S. Henricks
CIK 1513957 · last filed 2026-07-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.43M
Companies
5
Total Filings
74
Lifetime Open-Market Net
-$29.92M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| WKHS | Director | 30,484 | $3.10 | $94.3K | -$12.3K | 3 | 2026-07-20 |
| MODEL N, INC. (MODN) Delisted | Director | 0 | $30.00 | $0 | -$1.66M | 16 | 2024-06-27 |
| ROKU | Director | 5,287 | $145.31 | $768.3K | -$25.02M | 21 | 2021-05-24 |
| ATEN | Director | 88,640 | $28.97 | $2.57M | -$229.7K | 9 | 2019-12-06 |
| ELLIE MAE INC (ELLI) Delisted | Director | 1,700 | — | — | -$3.00M | 25 | 2015-06-16 |
Recent Filings · Page 2 of 8
74 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-05-24 | ROKU | Mixed | −1,000 | -$1.01M | EDGAR |
| 2021-05-19 | ROKU | Mixed | — | -$386.1K | EDGAR |
| 2021-05-11 | ROKU | Sell (S) | −1,000 | -$316.0K | EDGAR |
| 2021-02-19 | MODEL N, INC. (MODN) Delisted | Grant (A) | +4,251 | $0 | EDGAR |
| 2020-11-23 | ROKU | Mixed | — | -$644.3K | EDGAR |
| 2020-11-19 | ROKU | Mixed | — | -$3.65M | EDGAR |
| 2020-11-13 | ROKU | Mixed | −1,000 | -$4.11M | EDGAR |
| 2020-08-17 | ROKU | Mixed | — | -$2.94M | EDGAR |
| 2020-06-12 | ROKU | Grant (A) | — | $0 | EDGAR |
| 2020-05-27 | ROKU | Exer (M) | +1,065 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.