John Kline

CIK 1515172 · CEO, President, and Director · last filed 2024-11-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$10.37M

Companies

3

Total Filings

19

Lifetime Open-Market Net

$2.10M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NMFCZ CEO, President, and Director 344,356 $25.50 $8.78M $438.1K 2 2024-11-08
NMFC CEO, President, and Director 229,172 $6.92 $1.59M $1.07M 13 2023-03-14
New Mountain Finance Corp (NMFX) Delisted President and COO 160,937 $593.2K 4 2020-06-19

Recent Filings · Page 2 of 2

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-12-13 NMFC Mixed +7,500 $106.4K EDGAR
2017-12-08 NMFC Buy (P) +7,500 $106.1K EDGAR
2016-11-04 NMFC Buy (P) +5,440 $72.0K EDGAR
2016-11-03 NMFC Buy (P) +4,200 $55.4K EDGAR
2014-03-10 NMFC Buy (P) +540 $7.9K EDGAR
2013-08-15 NMFC Buy (P) +3,000 $43.7K EDGAR
2012-11-13 NMFC Buy (P) +2,650 $37.7K EDGAR
2012-05-18 NMFC Buy (P) +1,875 $25.8K EDGAR
2011-05-23 NMFC Grant (A) +6,897 $94.8K EDGAR
Showing 1119 of 19
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.