Karrie J. Jerry

CIK 1646056 · CCO and Corporate Secretary · last filed 2020-03-13

Karrie J. Jerry is a CCO and Corporate Secretary who has filed 10 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing shows the insider bought $3.4K of NMFX on Mar 13, 2020. Across all open-market trades the lifetime net is +$65.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $17.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$17.2K

Companies

2

Total Filings

10

Lifetime Open-Market Net

$65.0K

Filer Profile

Reported Address

C/O NEW MOUNTAIN FINANCE CORPORATION
787 SEVENTH AVENUE
NEW YORK, NY 10019

Related Filers

ROBERT HAMWEE — 1 joint filings, latest 2020-01-31

Alfred F Hurley Jr — 1 joint filings, latest 2020-01-31

Shiraz Kajee — 1 joint filings, latest 2020-01-31

John Kline — 1 joint filings, latest 2020-01-31

John P Malfettone — 1 joint filings, latest 2020-01-31

David Ogens — 1 joint filings, latest 2020-01-31

Adam B. Weinstein — 1 joint filings, latest 2020-01-31

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
New Mountain Finance Corp (NMFX) Delisted	CCO and Corporate Secretary	6,394	—	—	$42.7K	6	2020-03-13
NMFC	CCO and Corporate Secretary	2,305	$7.48	$17.2K	$22.4K	4	2017-11-22

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-03-13	New Mountain Finance Corp (NMFX) Delisted	Buy (P)	+350	$3.4K	EDGAR
2020-03-04	New Mountain Finance Corp (NMFX) Delisted	Buy (P)	+600	$7.7K	EDGAR
2019-11-18	New Mountain Finance Corp (NMFX) Delisted	Buy (P)	+400	$5.3K	EDGAR
2019-08-14	New Mountain Finance Corp (NMFX) Delisted	Buy (P)	+500	$6.7K	EDGAR
2019-08-13	New Mountain Finance Corp (NMFX) Delisted	Buy (P)	+500	$6.6K	EDGAR
2018-12-13	New Mountain Finance Corp (NMFX) Delisted	Buy (P)	+1,000	$12.9K	EDGAR
2017-11-22	NMFC	Buy (P)	+350	$5.0K	EDGAR
2016-11-07	NMFC	Buy (P)	+150	$2.0K	EDGAR
2015-12-14	NMFC	Buy (P)	+150	$1.8K	EDGAR
2015-09-30	NMFC	Buy (P)	+1,000	$13.6K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.