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James Stone

CIK 1515176 · Section 16 Officer · last filed 2023-03-15

James Stone is a Section 16 Officer who has filed 21 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing shows the insider bought $131.5K of NMFC on Mar 15, 2023. Across all open-market trades the lifetime net is +$1.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.14M

Companies

2

Total Filings

21

Lifetime Open-Market Net

$1.39M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NMFC Section 16 Officer 167,702 $6.82 $1.14M $1.32M 19 2023-03-15
New Mountain Finance Corp (NMFX) Delisted Section 16 Officer 133,798 — — $63.1K 2 2020-03-04

Recent Filings

21 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-03-15 NMFC Buy (P) +11,000 $131.5K EDGAR
2020-03-04 New Mountain Finance Corp (NMFX) Delisted Buy (P) +3,200 $41.7K EDGAR
2019-03-11 New Mountain Finance Corp (NMFX) Delisted Buy (P) +1,600 $21.5K EDGAR
2018-09-07 NMFC Buy (P) +4,000 $54.9K EDGAR
2018-03-14 NMFC Buy (P) +3,300 $44.6K EDGAR
2017-12-08 NMFC Buy (P) +12,000 $170.3K EDGAR
2016-11-07 NMFC Buy (P) +1,970 $26.3K EDGAR
2016-05-24 NMFC Buy (P) +2,000 $24.7K EDGAR
2016-02-09 NMFC Buy (P) +2,500 $28.8K EDGAR
2015-12-14 NMFC Buy (P) +2,000 $24.7K EDGAR
Showing 1–10 of 21
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.