FREDERICK ARNOLD

CIK 1516604 · last filed 2026-06-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$829.6K

Companies

4

Total Filings

20

Lifetime Open-Market Net

$43.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NAVI Director 98,885 $8.39 $829.6K $43.3K 10 2026-06-05
VAL.WS Director $9.62 $0 1 2021-05-04
VAL Director $79.19 $0 1 2019-12-06
CIFC Corp. (DFR) Delisted Director 9,385 $0 3 2012-06-07

Recent Filings · Page 2 of 2

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-02-07 NAVI Grant (A) +11,363 $0 EDGAR
2018-12-21 Disp (D) −12,500 $0
2018-08-24 Buy (P) +7,500 $123.0K
2018-08-15 NAVI Grant (A) +7,818 $0 EDGAR
2018-03-12 Buy (P) +5,000 $80.0K
2013-06-28 Grant (A) +6,784 $0
2013-05-15 Exer (M) +2,412 $0
2012-06-07 CIFC Corp. (DFR) Delisted Exer (M) +2,411 $0 EDGAR
2012-05-31 CIFC Corp. (DFR) Delisted Grant (A) +6,974 $0 EDGAR
2011-05-16 CIFC Corp. (DFR) Delisted Grant (A) $0 EDGAR
Showing 1120 of 20
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.