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Scott C. Caraher

CIK 1521119 · last filed 2026-04-24

Scott C. Caraher is a corporate insider who has filed 78 SEC Form 4 insider transactions across 5 companies since 2011. The most recent filing shows the insider bought $95.1K of JQC on Apr 24, 2026. Across all open-market trades the lifetime net is +$283.3K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $529.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$529.8K

Companies

5

Total Filings

78

Lifetime Open-Market Net

$283.3K

Filer Profile

Reported Address
C/O NUVEEN INVESTMENTS
333 W. WACKER DRIVE
CHICAGO, IL 60606
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
JQC 16,000 $4.77 $76.3K $96.4K 5 2026-04-24
JFR 59,440 $7.63 $453.5K -$236.9K 12 2026-04-24
Nuveen Short Duration Credit Opportunities Fund (JSD) Delisted 0 $11.60 $0 $85.9K 20 2022-11-22
NUVEEN SENIOR INCOME FUND (NSL) Delisted 62,923 $4.60 $289.4K $203.5K 14 2022-11-22
Nuveen Floating Rate Income Opportunity Fund (JRO) Delisted 51,636 $7.88 $406.9K $134.4K 27 2022-05-13

Recent Filings

78 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-04-24 JQC Buy (P) +20,000 $95.1K EDGAR
2026-04-24 JFR Buy (P) +14,000 $102.6K EDGAR
2025-05-06 JQC Exer (X) — $0 EDGAR
2025-04-10 JFR Buy (P) +5,000 $39.7K EDGAR
2025-03-24 JFR Buy (P) +15,000 $126.0K EDGAR
2025-02-27 JFR Exer (X) +4,240 $34.8K EDGAR
2023-10-04 JFR Sell (S) −29,503 -$233.1K EDGAR
2023-10-04 JQC Sell (S) −15,000 -$73.8K EDGAR
2023-09-29 JFR Sell (S) −35,000 -$283.9K EDGAR
2023-09-27 JFR Sell (S) −25,000 -$203.2K EDGAR
Showing 1–10 of 78
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.