TODD N SMITH
CIK 1523672 · Director, Pres & CEO · last filed 2020-05-22
TODD N SMITH is a Director, Pres & CEO who has filed 15 SEC Form 4 insider transactions across 3 companies since 2011. The most recent filing, for ASRT, was dated May 22, 2020. Across all open-market trades the lifetime net is −$94.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $15.2M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$15.16M
3
15
-$94.8K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ASRT | Director, Pres & CEO | 644,925 | $23.50 | $15.16M | $0 | 1 | 2020-05-22 |
| Horizon Therapeutics Public Ltd Co (HZNP) Delisted | EVP & Chief Commercial Officer | 54,711 | $116.30 | $6.36M | -$94.8K | 8 | 2015-02-04 |
| IVERIC bio, Inc. (OPHT) Delisted | SVP & CCO | — | — | — | $0 | 2 | 2015-01-06 |
Recent Filings
15 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-05-22 | ASRT | Grant (A) | +644,925 | $0 | EDGAR |
| 2020-05-21 | — | Disp (D) | −365,500 | $0 | |
| 2020-03-05 | — | Grant (A) | +165,500 | $0 | |
| 2020-01-02 | — | Grant (A) | — | $0 | |
| 2019-10-24 | — | Grant (A) | +200,000 | $0 | |
| 2015-02-04 | Horizon Therapeutics Public Ltd Co (HZNP) Delisted | Exer (M) | +13,750 | $0 | EDGAR |
| 2015-01-06 | IVERIC bio, Inc. (OPHT) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-10-07 | IVERIC bio, Inc. (OPHT) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-09-22 | Horizon Therapeutics Public Ltd Co (HZNP) Delisted | Grant (A) | +54,138 | $0 | EDGAR |
| 2014-09-22 | Horizon Therapeutics Public Ltd Co (HZNP) Delisted | Disp (D) | −54,138 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.