Cary L Schaefer

CIK 1523978 · CFO, CCO & Secretary · last filed 2013-08-16

Cary L Schaefer is a CFO, CCO & Secretary who has filed 3 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing shows the insider bought $40.0K of FDUS on Aug 16, 2013. Across all open-market trades the lifetime net is +$91.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $487.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$487.8K

Companies

1

Total Filings

3

Lifetime Open-Market Net

$91.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
FDUS	CFO, CCO & Secretary	25,755	$18.94	$487.8K	$91.5K	3	2013-08-16

Recent Filings

3 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2013-08-16	FDUS	Buy (P)	+2,110	$40.0K	EDGAR
2012-11-09	FDUS	Buy (P)	+2,000	$30.9K	EDGAR
2012-03-14	FDUS	Buy (P)	+1,500	$20.6K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.