David J. Bates
CIK 1534267 · Chief Operating Officer · last filed 2026-09-15
David J. Bates is a Chief Operating Officer who has filed 39 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing shows the insider sold $469.2K of XPO on Sep 15, 2026. Across all open-market trades the lifetime net is −$1.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $16.3M across reported positions. 12 SEC filings were submitted jointly with XPO Logistics, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$16.32M
2
39
-$1.38M
Filer Profile
FIVE AMERICAN LANE
GREENWICH, CT 06831
Holdings By Company
Recent Filings
39 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-15 | XPO | Sell (S) | −2,615 | -$469.2K | EDGAR |
| 2026-09-14 | XPO | Notice (144) | −7,845 | -$1.43M | EDGAR |
| 2026-03-17 | XPO | Mixed | +3,895 | -$544.0K | EDGAR |
| 2026-03-12 | XPO | Mixed | +22,349 | -$3.34M | EDGAR |
| 2026-03-03 | XPO | Grant (A) | — | $0 | EDGAR |
| 2025-04-22 | XPO | Mixed | +16,946 | -$1.23M | EDGAR |
| 2025-03-18 | XPO | Mixed | +3,054 | -$254.5K | EDGAR |
| 2025-03-17 | XPO | Buy (P) | +1,880 | $199.6K | EDGAR |
| 2025-03-05 | XPO | Grant (A) | — | $0 | EDGAR |
| 2024-04-22 | XPO | Mixed | +16,871 | -$1.51M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.