Home

Sallie R. Larsen

CIK 1548541 · Managing Director · last filed 2023-11-14

Sallie R. Larsen is a Managing Director who has filed 34 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing, for LPLA, was dated Nov 14, 2023. Across all open-market trades the lifetime net is −$12.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$7.64M

Companies

1

Total Filings

34

Lifetime Open-Market Net

-$12.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA Managing Director 25,196 $303.30 $7.64M -$12.86M 33 2023-11-14

Recent Filings

34 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-11-14 LPLA Mixed — -$2.32M EDGAR
2023-02-28 LPLA Mixed +641 -$2.16M EDGAR
2023-02-15 LPLA Mixed — -$4.31M EDGAR
2022-05-13 LPLA Exer (M) +15,815 $499.9K EDGAR
2022-03-01 LPLA Mixed −722 -$1.31M EDGAR
2021-08-18 LPLA Sell (S) −8,669 -$1.25M EDGAR
2021-03-01 LPLA Mixed +1,440 -$78.1K EDGAR
2021-02-25 LPLA Mixed −764 -$930.6K EDGAR
2020-11-25 LPLA Mixed — -$331.2K EDGAR
2020-11-17 LPLA Sell (S) −6,300 -$574.7K EDGAR
Showing 1–10 of 34
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.