Sallie R. Larsen
CIK 1548541 · Managing Director · last filed 2023-11-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$7.64M
Companies
1
Total Filings
35
Lifetime Open-Market Net
-$12.86M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | Managing Director | 25,196 | $303.30 | $7.64M | -$12.86M | 33 | 2023-11-14 |
Recent Filings · Page 2 of 4
35 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-11-17 | LPLA | Sell (S) | −6,300 | -$574.7K | EDGAR |
| 2020-03-17 | LPLA | Mixed | +4,163 | -$205.3K | EDGAR |
| 2020-02-27 | LPLA | Mixed | +2,061 | -$18.2K | EDGAR |
| 2020-02-25 | LPLA | Tax (F) | −254 | -$24.1K | EDGAR |
| 2019-03-15 | LPLA | Tax (F) | −307 | -$22.8K | EDGAR |
| 2019-02-26 | LPLA | Mixed | +260 | -$130.4K | EDGAR |
| 2018-10-02 | LPLA | Sell (S) | −250 | -$16.1K | EDGAR |
| 2018-03-15 | LPLA | Tax (F) | −329 | -$21.4K | EDGAR |
| 2018-03-08 | LPLA | Tax (F) | −519 | -$33.4K | EDGAR |
| 2018-02-27 | LPLA | Mixed | +1,773 | -$34.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.