Seth J Brufsky

CIK 1559401 · President and CEO / Portfolio · last filed 2020-05-27

Seth J Brufsky is a President and CEO / Portfolio who has filed 12 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing shows the insider bought $226.3K of ARDC on May 27, 2020. Across all open-market trades the lifetime net is +$912.3K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.06M

Companies

2

Total Filings

12

Lifetime Open-Market Net

$912.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARDC President and CEO / Portfolio 85,862 $12.39 $1.06M $605.1K 8 2020-05-27
Ares Multi-Strategy Credit Fund, Inc. (ARMF) Delisted President and CEO 24,141 $307.2K 3 2015-07-22

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-05-27 ARDC Buy (P) +20,000 $226.3K EDGAR
2018-12-27 ARDC Buy (P) +10,000 $133.9K EDGAR
2015-09-02 Disp (D) −14,237 $0
2015-09-02 ARDC Other (J) +17,276 $0 EDGAR
2015-07-22 ARDC Buy (P) +2,500 $38.4K EDGAR
2015-07-22 Ares Multi-Strategy Credit Fund, Inc. (ARMF) Delisted Buy (P) +2,500 $46.8K EDGAR
2013-12-24 ARDC Other (J) +5,858 $0 EDGAR
2013-12-05 Ares Multi-Strategy Credit Fund, Inc. (ARMF) Delisted Buy (P) +500 $10.4K EDGAR
2013-11-04 Ares Multi-Strategy Credit Fund, Inc. (ARMF) Delisted Buy (P) +10,000 $250.0K EDGAR
2013-10-04 ARDC Buy (P) +1,000 $18.4K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.