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Carlton A. Ricketts

CIK 1560044 · Executive Vice President · last filed 2023-11-28

Carlton A. Ricketts is an Executive Vice President who has filed 11 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing shows the insider bought $104.0K of CFFN on Nov 28, 2023. Across all open-market trades the lifetime net is −$976.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.28M

Companies

1

Total Filings

11

Lifetime Open-Market Net

-$976.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CFFN Executive Vice President 148,517 $8.62 $1.28M -$976.8K 11 2023-11-28

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-11-28 CFFN Buy (P) +20,000 $104.0K EDGAR
2021-01-28 CFFN Grant (A) +5,400 $0 EDGAR
2019-01-08 CFFN Mixed — -$584 EDGAR
2018-01-03 CFFN Mixed — -$1.9K EDGAR
2017-08-08 CFFN Buy (P) +4,525 $63.5K EDGAR
2017-01-03 CFFN Mixed — -$11.0K EDGAR
2016-11-04 CFFN Mixed — -$135.4K EDGAR
2016-01-04 CFFN Mixed — -$1.6K EDGAR
2015-01-05 CFFN Mixed — -$1.6K EDGAR
2014-01-03 CFFN Mixed — -$252 EDGAR
Showing 1–10 of 11
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.