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Stephen A Ellis

CIK 1561563 · last filed 2026-07-06

Stephen A Ellis is a corporate insider who has filed 87 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing, for SCHW, was dated Jul 6, 2026. Across all open-market trades the lifetime net is +$758.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $11.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.85M

Companies

1

Total Filings

87

Lifetime Open-Market Net

$758.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SCHW Director 109,437 $108.28 $11.85M $758.9K 85 2026-07-06

Recent Filings

87 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-06 SCHW Grant (A) — $0 EDGAR
2026-06-25 SCHW Exer (M) +2,258 $56.7K EDGAR
2026-05-27 SCHW Grant (A) +1,602 $0 EDGAR
2026-04-02 SCHW Grant (A) — $0 EDGAR
2026-03-25 SCHW Exer (M) +9,765 $281.7K EDGAR
2026-03-03 SCHW Sell (S) −10,725 -$1.04M EDGAR
2026-02-26 SCHW Notice (144) −10,725 -$1.04M EDGAR
2026-01-06 SCHW Grant (A) — $0 EDGAR
2025-12-18 SCHW Exer (M) +1,922 $61.5K EDGAR
2025-10-03 SCHW Grant (A) — $0 EDGAR
Showing 1–10 of 87
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.