James Joseph Sullivan

CIK 1565675 · S.V.P. of Subadviser · last filed 2016-04-25

James Joseph Sullivan is a S.V.P. of Subadviser who has filed 4 SEC Form 4 insider transactions across 2 companies since 2014. The most recent filing shows the insider bought $135.2K of GHY on Apr 25, 2016. Across all open-market trades the lifetime net is +$1.9M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.17M

Companies

2

Total Filings

4

Lifetime Open-Market Net

$1.88M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GHY	S.V.P. of Subadviser	84,174	$11.80	$993.3K	$881.2K	3	2016-04-25
ISD		92,000	$12.78	$1.18M	$1.00M	1	2016-04-07

Recent Filings

4 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2016-04-25	GHY	Buy (P)	+9,077	$135.2K	EDGAR
2016-04-07	ISD	Buy (P)	+64,500	$1.00M	EDGAR
2016-04-07	GHY	Buy (P)	+16,797	$249.2K	EDGAR
2014-11-03	GHY	Buy (P)	+30,300	$496.8K	EDGAR

Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.