Kevin S. Borgmann

CIK 1567914 · Senior Advisor to the CEO · last filed 2024-08-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

52

Lifetime Open-Market Net

-$28.91M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CAPITAL ONE FINANCIAL CORP (COFw) Delisted Senior Advisor to the CEO 54,751 -$28.91M 52 2024-08-08

Recent Filings · Page 2 of 6

52 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-02-07 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Grant (A) +6,959 $0 EDGAR
2021-05-03 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Sell (S) −16,778 -$2.47M EDGAR
2021-03-15 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Mixed +8,211 -$1.01M EDGAR
2021-02-17 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Mixed −4,359 -$755.9K EDGAR
2021-02-08 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Grant (A) +9,159 $0 EDGAR
2020-03-09 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Mixed +6,499 -$516.6K EDGAR
2020-02-19 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Mixed −6,183 -$1.12M EDGAR
2020-02-03 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Grant (A) +9,806 $0 EDGAR
2019-12-03 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Mixed −15,941 -$3.36M EDGAR
2019-03-11 CAPITAL ONE FINANCIAL CORP (COFw) Delisted Mixed +8,193 -$622.1K EDGAR
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Page 2 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.