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James S Levin

CIK 1572628 · CIO and CEO · last filed 2023-11-20

James S Levin is a CIO and CEO who has filed 57 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing shows the insider disposed of $30.1M of SCU on Nov 20, 2023. Across all open-market trades the lifetime net is −$5.6M, making them a net seller over the disclosed history. 66 SEC filings were submitted jointly with Sculptor Capital Management, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

57

Lifetime Open-Market Net

-$5.64M

Filer Profile

Reported Address
9 WEST 57TH STREET
39TH FLOOR
NEW YORK, NY 10019
Related Filers
Sculptor Capital Management, Inc. — 66 joint filings, latest 2023-11-21
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Sculptor Capital Management, Inc. (SCU) Delisted CIO and CEO 2,346,737 $12.72 $29.85M $0 20 2023-11-20
Sculptor Capital Management, Inc. (OZM) Delisted Chief Investment Officer 3,217,252 — — -$5.64M 37 2019-08-22

Recent Filings

57 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-11-20 Sculptor Capital Management, Inc. (SCU) Delisted Disp (D) −4,108,402 -$30.13M EDGAR
2023-05-25 Sculptor Capital Management, Inc. (SCU) Delisted Grant (A) +5,108 $0 EDGAR
2023-03-22 Sculptor Capital Management, Inc. (SCU) Delisted Grant (A) +16,736 $0 EDGAR
2023-01-04 Sculptor Capital Management, Inc. (SCU) Delisted Mixed +114,638 -$5.59M EDGAR
2022-11-30 Sculptor Capital Management, Inc. (SCU) Delisted Grant (A) +1,068 $0 EDGAR
2022-08-24 Sculptor Capital Management, Inc. (SCU) Delisted Grant (A) +14,980 $0 EDGAR
2022-05-27 Sculptor Capital Management, Inc. (SCU) Delisted Grant (A) +10,061 $0 EDGAR
2022-02-02 Sculptor Capital Management, Inc. (SCU) Delisted Mixed +1,053,686 -$339.6K EDGAR
2022-01-05 Sculptor Capital Management, Inc. (SCU) Delisted Mixed +179,193 -$4.74M EDGAR
2021-12-21 Sculptor Capital Management, Inc. (SCU) Delisted Grant (A) +2,314,286 $0 EDGAR
Showing 1–10 of 57
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.