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Phillip J. Ahn

CIK 1574572 · CFO & Chief Operating Officer · last filed 2025-06-04

Phillip J. Ahn is a CFO & Chief Operating Officer who has filed 29 SEC Form 4 insider transactions across 3 companies since 2016. The most recent filing shows the insider disposed of $22.4K of RILYZ on Jun 4, 2025. Across all open-market trades the lifetime net is +$118.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $7.0M across reported positions. 31 SEC filings were submitted jointly with B. Riley Financial, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.96M

Companies

3

Total Filings

29

Lifetime Open-Market Net

$118.9K

Filer Profile

Reported Address
21255 BURBANK BOULEVARD
SUITE 400
WOODLAND HILLS, CA 91367
Formerly Known As
Ahn Phillip (2013–2013)
Related Filers
B. Riley Financial, Inc. — 31 joint filings, latest 2025-06-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RILYZ CFO & Chief Operating Officer 285,122 $20.50 $5.85M $80.9K 25 2025-06-04
RILYL CFO & Chief Operating Officer 55,408 $13.09 $725.3K $0 1 2016-12-13
RILY CFO &COO 58,302 $6.60 $384.8K $38.0K 2 2016-05-26

Recent Filings

29 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-06-04 RILYZ Disp (D) −7,349 -$22.4K EDGAR
2025-03-18 RILYZ Disp (D) −22,055 -$91.7K EDGAR
2024-06-04 RILYZ Tax (F) −4,086 -$101.4K EDGAR
2024-03-19 RILYZ Tax (F) −2,464 -$43.3K EDGAR
2024-03-06 RILYZ Grant (A) +42,087 $21.2K EDGAR
2023-06-06 RILYZ Tax (F) −6,306 -$229.7K EDGAR
2023-05-26 RILYZ Tax (F) −2,765 -$101.8K EDGAR
2023-02-28 RILYZ Grant (A) +24,612 $0 EDGAR
2023-02-10 RILYZ Mixed +63,814 -$443.0K EDGAR
2022-06-03 RILYZ Tax (F) −3,156 -$170.6K EDGAR
Showing 1–10 of 29
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.