Phillip J. Ahn

CIK 1574572 · CFO & Chief Operating Officer · last filed 2025-06-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.07M

Companies

3

Total Filings

29

Lifetime Open-Market Net

$118.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RILYZ CFO & Chief Operating Officer 285,122 $19.80 $5.65M $80.9K 25 2025-06-04
RILYL CFO & Chief Operating Officer 55,408 $16.50 $914.2K $0 1 2016-12-13
RILY CFO &COO 58,302 $8.72 $508.4K $38.0K 2 2016-05-26

Recent Filings · Page 2 of 3

29 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-05-26 RILYZ Mixed +17,047 -$243.0K EDGAR
2021-10-29 RILYZ Grant (A) $0 EDGAR
2021-06-02 RILYZ Grant (A) +22,048 $0 EDGAR
2021-05-26 RILYZ Tax (F) −7,497 -$553.1K EDGAR
2021-02-19 RILYZ Grant (A) $0 EDGAR
2020-12-16 RILYZ Tax (F) −46,188 -$1.70M EDGAR
2020-12-08 RILYZ Exer (M) $0 EDGAR
2020-12-07 RILYZ Mixed +100,992 $18.3K EDGAR
2020-05-26 RILYZ Mixed +10,823 -$158.2K EDGAR
2020-03-13 RILYZ Buy (P) +4,000 $80.9K EDGAR
Showing 1120 of 29
Page 2 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.