Phillip J. Ahn

CIK 1574572 · CFO & Chief Operating Officer · last filed 2025-06-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.07M

Companies

3

Total Filings

29

Lifetime Open-Market Net

$118.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RILYZ CFO & Chief Operating Officer 285,122 $19.80 $5.65M $80.9K 25 2025-06-04
RILYL CFO & Chief Operating Officer 55,408 $16.50 $914.2K $0 1 2016-12-13
RILY CFO &COO 58,302 $8.72 $508.4K $38.0K 2 2016-05-26

Recent Filings · Page 3 of 3

29 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-07-16 RILYZ Grant (A) +1,198 $21.2K EDGAR
2019-05-29 RILYZ Mixed +11,889 -$128.0K EDGAR
2018-06-15 RILYZ Grant (A) +18,000 $0 EDGAR
2018-05-29 RILYZ Tax (F) −4,566 -$95.2K EDGAR
2017-06-15 RILYZ Grant (A) +19,355 $0 EDGAR
2016-12-13 RILYL Tax (F) −2,894 -$48.9K EDGAR
2016-05-26 RILY Grant (A) +20,254 $0 EDGAR
2016-05-09 RILY Buy (P) +4,000 $38.0K EDGAR
2015-05-12 Grant (A) +19,048 $0
Showing 2129 of 29
Page 3 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.