Broad Street Principal Investments, L.L.C.

CIK 1575993 · last filed 2023-12-26

Broad Street Principal Investments, L.L.C. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 5 companies since 2020. The most recent filing, for STER, was dated Dec 26, 2023. Across all open-market trades the lifetime net is −$3.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $816.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$816.93M

Companies

5

Total Filings

5

Lifetime Open-Market Net

-$3.67M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Sterling Check Corp. (STER) Delisted	10%+ Owner	49,808,542	$16.74	$833.79M	-$110	1	2023-12-26
KnowBe4, Inc. (KNBE) Delisted	10%+ Owner	233	$24.89	$5.8K	$0	1	2022-02-25
STGW	10%+ Owner	20,961,679	$7.09	$148.62M	$0	1	2021-11-10
AVTR	10%+ Owner	58,882,183	$11.35	$668.31M	-$3.67M	1	2020-11-12
EnLink Midstream, LLC (ENLC) Delisted	10%+ Owner	—	$14.12	—	$0	1	2020-08-17

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-12-26	Sterling Check Corp. (STER) Delisted	Mixed	—	-$110	EDGAR
2022-02-25	KnowBe4, Inc. (KNBE) Delisted	Mixed	—	$0	EDGAR
2021-11-10	STGW	Conv (C)	+125,692,476	$0	EDGAR
2020-11-12	AVTR	Mixed	−215,271	-$3.67M	EDGAR
2020-08-17	EnLink Midstream, LLC (ENLC) Delisted	Other (J)	—	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.