BASSWOOD FINANCIAL FUND, INC.

CIK 1576092 · last filed 2023-08-30

BASSWOOD FINANCIAL FUND, INC. is a corporate insider who has filed 7 SEC Form 4 insider transactions across 2 companies since 2018. The most recent filing, for RM, was dated Aug 30, 2023. Across all open-market trades the lifetime net is −$1.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $15.2M across reported positions. The firm reports its address in George Town, E9. 45 SEC filings were submitted jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$15.17M

Companies

2

Total Filings

7

Lifetime Open-Market Net

-$1.40M

Filer Profile

Reported Address

3RD FL., HARBOUR CENTRE, P.O. BOX 61
GEORGE TOWN, E9 KY1-1102

Phone

(345) 949-4244

State of Incorporation

Cayman Islands

Related Filers

BASSWOOD CAPITAL MANAGEMENT, L.L.C. — 45 joint filings, latest 2023-08-30

BENNETT D LINDENBAUM — 45 joint filings, latest 2023-08-30

MATTHEW A LINDENBAUM — 45 joint filings, latest 2023-08-30

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. — 33 joint filings, latest 2023-08-30

BASSWOOD FINANCIAL FUND, L.P. — 28 joint filings, latest 2020-08-06

BASSWOOD OPPORTUNITY FUND INC — 26 joint filings, latest 2023-08-30

BASSWOOD OPPORTUNITY PARTNERS, L.P. — 23 joint filings, latest 2023-08-30

BASSWOOD ENHANCED LONG SHORT FUND LP — 22 joint filings, latest 2020-08-06

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
RM	Director	450,315	$33.68	$15.17M	$1.73M	4	2023-08-30
Dime Community Bancshares, Inc. /NY/ (BDGE) Delisted	Director	192,077	—	—	-$3.12M	3	2019-05-03

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-08-30	RM	Mixed	—	-$1.32M	EDGAR
2019-08-12	RM	Mixed	—	$9.5K	EDGAR
2019-05-03	Dime Community Bancshares, Inc. /NY/ (BDGE) Delisted	Other (J)	−362,748	$0	EDGAR
2019-03-20	Dime Community Bancshares, Inc. /NY/ (BDGE) Delisted	Sell (S)	−277,896	-$8.55M	EDGAR
2019-01-03	RM	Other (J)	—	$0	EDGAR
2018-09-06	Dime Community Bancshares, Inc. /NY/ (BDGE) Delisted	Buy (P)	+154,084	$5.43M	EDGAR
2018-01-03	RM	Mixed	+64,624	$1.71M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.