Kenneth Fuller
CIK 1576170 · CEO, Pres & Chairman · last filed 2015-07-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$101.5K
Companies
17
Total Filings
25
Lifetime Open-Market Net
$224.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DMO | CEO, Pres & Chairman | 919 | $10.57 | $9.7K | $22.4K | 3 | 2015-07-06 |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | CEO, Pres. & Chairman | 1,000 | — | — | $16.5K | 1 | 2015-07-06 |
| WESTERN ASSET WORLDWIDE INCOME FUND INC. (SBW) Delisted | CEO, Pres. & Chairman | 0 | — | — | $520 | 2 | 2015-04-09 |
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted | CEO, Pres. & Chairman | 700 | — | — | $11.1K | 1 | 2015-03-13 |
| EHI | CEO, Pres. & Chairman | 0 | $5.88 | $0 | $765 | 2 | 2015-03-05 |
| BWG | CEO, Pres. & Chairman | 1,700 | $7.80 | $13.3K | $28.6K | 2 | 2015-03-05 |
| ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | CEO, Pres. & Chairman | 60 | $44.64 | $2.7K | $8.0K | 1 | 2015-03-05 |
| WEA | President and CEO | 1,000 | $10.45 | $10.4K | $15.0K | 1 | 2014-07-01 |
| PAI | President and CEO | 1,000 | $11.91 | $11.9K | $13.1K | 1 | 2014-02-11 |
| WIW | Director | 2,000 | $8.34 | $16.7K | $22.9K | 1 | 2014-01-16 |
| WIA | Director | 2,000 | $7.96 | $15.9K | $23.0K | 2 | 2014-01-15 |
| WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | CEO, Pres. & Chairman | 1,000 | — | — | $12.2K | 1 | 2014-01-07 |
| GDO | CEO, Pres. & Chairman | 800 | $10.41 | $8.3K | $14.6K | 1 | 2014-01-07 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | CEO, Pres. & Chairman | 900 | — | — | $9.0K | 1 | 2014-01-07 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | CEO, Pres. & Chairman | 600 | $10.58 | $6.3K | $8.3K | 1 | 2014-01-07 |
| SBI | CEO, Pres. & Chairman | 800 | $7.73 | $6.2K | $7.3K | 1 | 2014-01-07 |
| MMU | CEO, Pres. & Chairman | 900 | $10.10 | $9.1K | $11.0K | 1 | 2013-07-26 |
Recent Filings · Page 2 of 3
25 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-07-01 | WEA | Buy (P) | +1,000 | $15.0K | EDGAR |
| 2014-02-11 | PAI | Buy (P) | +1,000 | $13.1K | EDGAR |
| 2014-01-16 | WIW | Buy (P) | +2,000 | $22.9K | EDGAR |
| 2014-01-15 | WIA | Buy (P) | +1,668 | $19.2K | EDGAR |
| 2014-01-14 | WIA | Buy (P) | +332 | $3.8K | EDGAR |
| 2014-01-07 | WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | Buy (P) | +1,000 | $12.2K | EDGAR |
| 2014-01-07 | GDO | Buy (P) | +800 | $14.6K | EDGAR |
| 2014-01-07 | LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | Buy (P) | +900 | $9.0K | EDGAR |
| 2014-01-07 | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | Buy (P) | +600 | $8.3K | EDGAR |
| 2014-01-07 | BWG | Buy (P) | +900 | $15.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.