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James B. Carlson

CIK 1579265 · last filed 2021-11-02

James B. Carlson is a corporate insider who has filed 21 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing shows the insider sold $430.2K of ETD on Nov 2, 2021. Across all open-market trades the lifetime net is −$65.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $32.3K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$32.3K

Companies

2

Total Filings

21

Lifetime Open-Market Net

-$65.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ETD Director 0 $22.50 $0 -$430.2K 1 2021-11-02
ETH Director 1,808 $17.86 $32.3K $364.7K 20 2021-08-05

Recent Filings

21 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-11-02 ETD Sell (S) −18,084 -$430.2K EDGAR
2021-08-05 ETH Grant (A) — $0 EDGAR
2020-08-14 ETH Grant (A) — $0 EDGAR
2019-08-07 ETH Grant (A) — $0 EDGAR
2018-11-19 ETH Buy (P) +2,000 $38.8K EDGAR
2018-07-27 ETH Grant (A) — $0 EDGAR
2017-07-28 ETH Exer (M) — $0 EDGAR
2017-07-28 ETH Exer (M) — $0 EDGAR
2017-03-21 ETH Exer (M) +1,160 $33.3K EDGAR
2016-08-03 ETH Exer (M) +1,462 $33.3K EDGAR
Showing 1–10 of 21
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.