James R Fellows
CIK 1584695 · CIO of Adviser · last filed 2023-03-13
James R Fellows is a CIO of Adviser who has filed 13 SEC Form 4 insider transactions across 2 companies since 2013. Across all open-market trades the lifetime net is +$2.5M, making them a net buyer over the disclosed history. 13 SEC filings were submitted jointly with Christopher J. Flynn.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
TCRZ price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
31ST FLOOR
BOSTON, MA 02110
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| First Eagle Alternative Capital BDC, Inc. (TCRZ) Delisted | See Remarks | 1,098,179 | — | — | $1.63M | 6 | 2020-04-21 |
| First Eagle Senior Loan Fund (TSLF) Delisted | 77,500 | — | — | $871.5K | 6 | 2015-12-18 |
Recent Filings
13 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-03-13 | — | Disp (D) | −144,229 | $0 | |
| 2020-04-21 | First Eagle Alternative Capital BDC, Inc. (TCRZ) Delisted | Grant (A) | +85,229 | $455.1K | EDGAR |
| 2020-03-13 | First Eagle Alternative Capital BDC, Inc. (TCRZ) Delisted | Buy (P) | +32,000 | $99.2K | EDGAR |
| 2018-06-15 | First Eagle Alternative Capital BDC, Inc. (TCRZ) Delisted | Buy (P) | +78,000 | $642.7K | EDGAR |
| 2018-06-13 | First Eagle Alternative Capital BDC, Inc. (TCRZ) Delisted | Buy (P) | +78,000 | $649.6K | EDGAR |
| 2018-03-13 | First Eagle Alternative Capital BDC, Inc. (TCRZ) Delisted | Buy (P) | +15,000 | $124.3K | EDGAR |
| 2017-03-16 | First Eagle Alternative Capital BDC, Inc. (TCRZ) Delisted | Buy (P) | +12,000 | $116.3K | EDGAR |
| 2015-12-18 | First Eagle Senior Loan Fund (TSLF) Delisted | Buy (P) | +7,500 | $111.2K | EDGAR |
| 2015-09-15 | First Eagle Senior Loan Fund (TSLF) Delisted | Buy (P) | +10,000 | $168.4K | EDGAR |
| 2015-08-11 | First Eagle Senior Loan Fund (TSLF) Delisted | Buy (P) | +8,000 | $134.7K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.