Heung Yeung Shum

CIK 1591807 · EVP, Technology and Research · last filed 2026-09-02

Heung Yeung Shum is an EVP, Technology and Research who has filed 7 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing, for DAO, was dated Sep 2, 2026. Current disclosed insider exposure totals $394.8M across reported positions. 7 SEC filings were submitted jointly with MICROSOFT CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$394.76M

Companies

Total Filings

Lifetime Open-Market Net

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

MSFT price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

C/O GPO BOX 3970
HONG KONG

Formerly Known As

Shum Heung-Yeung (2013–2014)

Related Filers

MICROSOFT CORP — 7 joint filings, latest 2014-07-28

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DAO	Director	60,773	$17.40	$1.06M	$0	2	2026-09-02
MSFT	EVP, Technology and Research	735,798	$535.07	$393.70M	$0	4	2014-03-18

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-09-02	DAO	Mixed	—	$0	EDGAR
2026-08-31	—	Notice (144)	−21,198	-$352.9K	EDGAR
2026-06-01	DAO	Grant (A)	+11,450	$0	EDGAR
2014-03-18	MSFT	Tax (F)	−4,131	-$155.7K	EDGAR
2014-03-04	MSFT	Tax (F)	−14,329	-$542.5K	EDGAR
2014-02-11	MSFT	Tax (F)	−2,519	-$92.1K	EDGAR
2013-11-15	MSFT	Grant (A)	+99,594	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.