Susan E. Cates
CIK 1602195 · Chief Operating Officer · last filed 2026-04-30
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.06M
Companies
3
Total Filings
20
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PRMB | Director | 81,360 | $25.32 | $2.06M | $0 | 2 | 2026-04-30 |
| Primo Water Corp /CN/ (PRMW) Delisted | Director | 66,369 | $24.21 | $1.61M | $0 | 5 | 2024-05-10 |
| 2U, Inc. (TWOU) Delisted | Chief Operating Officer | 1,238 | $1.58 | $2.0K | $0 | 3 | 2017-05-11 |
Recent Filings · Page 2 of 2
20 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-08-22 | — | Buy (P) | +5,000 | $61.1K | |
| 2019-05-03 | — | Grant (A) | +5,721 | $0 | |
| 2018-05-04 | — | Grant (A) | +3,571 | $0 | |
| 2017-05-11 | 2U, Inc. (TWOU) Delisted | Tax (F) | −1,634 | -$67.9K | EDGAR |
| 2017-04-28 | — | Grant (A) | +4,079 | $0 | |
| 2017-04-05 | 2U, Inc. (TWOU) Delisted | Grant (A) | +18,910 | $0 | EDGAR |
| 2016-04-29 | — | Grant (A) | +10,597 | $0 | |
| 2016-04-05 | 2U, Inc. (TWOU) Delisted | Grant (A) | +19,850 | $0 | EDGAR |
| 2015-05-01 | — | Grant (A) | +10,091 | $0 | |
| 2015-03-25 | — | Grant (A) | +5,782 | $0 |
Showing 11–20 of 20
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.