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JAMES M HAVEL

CIK 1602629 · Executive VP and CFO · last filed 2025-03-03

JAMES M HAVEL is an Executive VP and CFO who has filed 27 SEC Form 4 insider transactions across 3 companies since 2014. The most recent filing shows the insider sold $323.0K of EFSCP on Mar 3, 2025. Across all open-market trades the lifetime net is −$323.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.06M

Companies

3

Total Filings

27

Lifetime Open-Market Net

-$323.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EFSCP Director 15,447 $19.89 $307.2K -$323.0K 6 2025-03-03
EFSC Director 11,883 $63.35 $752.8K $0 15 2021-07-13
Express Scripts Holding Co. (ESRX) Delisted Executive VP and CFO 0 — — $0 5 2018-12-21

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-03-03 EFSCP Sell (S) −5,525 -$323.0K EDGAR
2025-02-28 EFSC Notice (144) −5,525 -$328.3K EDGAR
2024-07-12 EFSCP Grant (A) +3,105 $0 EDGAR
2023-07-14 EFSCP Grant (A) +3,315 $0 EDGAR
2022-12-12 EFSCP Grant (A) +376 $0 EDGAR
2022-07-15 EFSCP Grant (A) +1,834 $0 EDGAR
2021-12-13 EFSCP Grant (A) +459 $0 EDGAR
2021-07-13 EFSC Grant (A) +1,631 $0 EDGAR
2020-12-16 EFSC Grant (A) +625 $0 EDGAR
2020-07-15 EFSC Grant (A) +1,554 $0 EDGAR
Showing 1–10 of 27
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.